Distance learning course Compliance Management
Build an effective CMS, establish a compliance framework, and conduct risk analyses
4.5
Author: Karl Würz
- Development of compliance
- The main legal regulations in Germany
- The main court decisions
- Overview of the main international regulations
- Overview of the standards for compliance management systems
Author: Karl Würz
- The essential building blocks of a CMS according to ISO 37301
- Compliance Roadmap
- General requirements for a CMS (ISO 37301, No. 4)
- Compliance obligations of the company
- Compliance and works council
- Company agreement on compliance
Author: Karl Würz
- Compliance organization
- Compliance organizational guideline
- Compliance Board
- The Compliance Officer
- Compliance risk analysis
- Risk scenarios
Authors:inside: Isabell Frisch, Tamara Rieble, Karl Würz
- Policy management
- Code of conduct
- Model code of conduct
- Conflicts of interest and benefits
- Guidelines for grants and donations
- Corruption prevention
- Model anti-corruption policy
Authors: Jürgen Rapp, Dr. Volker Soyez
- Principles of money laundering prevention
- Risk management
- Customer due diligence obligations and suspicious activity reporting procedures
- The ban on cartels at a glance
- Infringements of competition law and dominant market position
- Correct behavior in the event of identified antitrust violations
- Model directive for competition law
Author:inside: Isabell Frisch, Karl Würz
- Compliance in connection with business partners
- Sanctions and embargo regulations
- International requirements for business partner checks
- Business partner verification process
- The Supply Chain Due Diligence Act (LkSG)
- EU Supply Chain Directive
- The main questions and answers on the LkSG
Authors: Isabell Frisch, Tamara Rieble, Jürgen Wörner, Karl Würz
- Whistleblower procedure
- Sample guideline for case management
- Legal basis for internal investigations
- Model for a tactical investigation procedure
- Conducting surveys
- Overview of reality criteria and fantasy signals
Author:inside: Tamara Rieble, Karl Würz
- Communication and training
- Compliance in the specialist processes
- Focus: Compliance in sales and purchasing
- Effectiveness checks
- Reporting forms
- In-Depth Session: Customizing the Compliance Organization Policy for Your Company — Discussion of a Customized Draft (90 min.)
- In-Depth Session: Business Partner Verificationin Practice and Implementation Guidelines (90 min.)
- In-depth study: Case studiesand exercises on investigations (90 min.)
- Advanced Topic: PracticalImplementation of Effectiveness Checks (90 min.)
- Advanced Course: Competition Law(90 min.)
Flexible continuing education—anytime, anywhere.
- 18months of access:No time pressure—you set the pace.
- Print & digital:Learn anytime, anywhere—with your printed and digital learning materials.
- Optional online seminars:Expand your knowledge live with experts.
- Get started right away: Access all course content online as soon as the course begins. We’ll mail your printed study materials to you.
- Always supported: e-mail, interactive quizzes, and regularly updated content.
- Learn together: Join the learning community to ask questions and join study groups.
- CMS Implementation:Systematically implement a compliance management system in accordance with ISO 37301 and prepare it for certification.
- Compliance Organization:Clearly define responsibilities and systematically conduct risk analyses.
- Prevention:Actively prevent corruption, money laundering, and antitrust violations through effective policies.
- Supply Chain & Partners:Conduct compliance audits of business partners and ensure that LkSG requirements are met.
- Compliance Incidents:Establish whistleblower procedures, conduct internal investigations, and demonstrate effectiveness.
Complete your distance learning course with the "certified Manager" e-exam. You can find all the details in the " certified Manager" distance learning course (35456).
- Compliance managers who want to deepen their expertise in CMS, risk analysis, and prevention.
- Professionals and managers in legal or audit departments who wish to assume compliance responsibilities.
- Young professionals in the compliance field who are looking to take the next step in their careers.
- career changers the fields of law, procurement, auditing, or HR who want to develop compliance expertise.
- Business lawyers and certified public accountants who wish to gain practical compliance knowledge.
Haufe Akademie's distance learning courses offer you maximum flexibility for your professional development. They include self-study phases with modern e-learning elements and thus guarantee your learning success.
Your benefits at a glance:
Flexible: You learn independently of time and place
Practice-oriented: Comprehensive knowledge, prepared for you with practical relevance
Up to date: The content in your personal online learning environment is updated on an ongoing basis.
Success confirmed: A certificate of attendance and a badge confirm your participation and the high quality of the course content
Individual: On request, we can extend the access time to all course content free of charge.
35446
- Customized training courses
- Direct application in practice
- Efficient use of time and resources
Further recommendations for "Distance learning course Compliance Management"
Ratings and feedback from our participants
Start dates and details
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Training is guaranteed to take placePartial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
Partial payments are possible for this training event .
You'll receive the first partial invoice on the start date, and subsequent invoices every 4 weeks.
1st partial invoice:
€663.33 plus VAT
€789.36 including VAT
2nd Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
3. Partial invoice:
€663.33 plus VAT
€789.36 incl. VAT
Flexible start
Entry is also possible between the start dates by arrangement.
Tel.: 0761 595339 00
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FAQs About the Compliance Management Distance Learning Course
Companies must comply with numerous legal requirements, regulatory mandates, and internal policies. Professional compliance management helps prevent legal violations, reduce liability risks, and foster a corporate culture of integrity. This distance learning course teaches how to design a compliance management system (CMS) in accordance with DIN ISO 37301 and establish it sustainably within the company.
An effective compliance management system is based on clear responsibilities, defined processes, and a systematic risk analysis. Guidelines, training, controls, and regular effectiveness reviews are equally important. This distance learning course shows how these components are interlinked and how a CMS can be implemented in a practical manner within a company.
Key responsibilities include identifying and assessing compliance risks, establishing a compliance organization, developing policies, conducting business partner due diligence, and preventing corruption, money laundering, and antitrust violations. In addition, whistleblower systems, internal investigations, and the ongoing monitoring of the effectiveness of compliance measures play an important role. This distance learning course provides the necessary expertise to perform these tasks confidently.
Risk analyses help identify potential violations early on and determine appropriate preventive measures. Whistleblower systems make it possible to report compliance violations confidentially and respond to misconduct in a timely manner. Both tools help prevent financial losses, liability risks, and reputational damage. This distance learning course teaches how to conduct risk analyses and implement whistleblower procedures in a legally compliant manner.
Compliance professionals need up-to-date expertise that can be flexibly integrated into their daily work. Distance learning allows them to study the material anytime and anywhere and to apply the knowledge they’ve gained directly to specific issues within their company. Digital and printed learning materials, online seminars, interactive quizzes, and a learning community all support the long-term transfer of knowledge.
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Experience the benefits of online training from the comfort of your own home. Our online formats meet the highest quality standards and are in no way inferior to face-to-face events in terms of practical relevance. Learn together live online in interactive groups or digitally at a time of your choice.
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