AI expertise for compliance managers

Introduction to AI in compliance management: basics and strategic importance

• The central concepts and technologies of artificial intelligence in the context of governance and compliance.
• The role of AI in corporate management and risk monitoring.
• Overview of Germany's current AI strategy and its relevance for compliance officers.

Regulatory framework conditions for the use of AI in companies

• The EU AI Regulation and its significance for management decisions.
• The key points and obligations for compliance organizations.
• Data protection and ethical guidelines for the use of AI systems.
• Establishment of internal AI governance structures in line with the accountability obligation. 

AI as a control instrument in compliance management

• Use of AI to identify, prioritize and assess compliance risks.
• Integration of predictive analytics models into existing compliance processes.
• Use of AI for continuous compliance with internal guidelines (Policy Adherence Monitoring).

Efficiency and decision-making gains through AI-supported tools

• Presentation of leading AI applications in the compliance environment (e.g. document analysis, contract review, audit assistance).
• Use of Large Language Models (LLMs) to analyze complex legal and policy texts.
• Strategic evaluation of make-or-buy options: In-house development vs. integration of existing AI solutions.
• Compliance Create and deploy AI agents.
• Automation of processes through AI-supported tools. 

AI in surveillance, forensics and strategic decision-making

• How AI detects irregularities in real time - from transaction monitoring to communication tracking.
• Use of AI for forensic data analysis in internal investigations.
• Use of AI systems for proactive monitoring of regulatory changes ("Regulatory Radar").
• Development of a continuous control system (continuous compliance) with AI support.