One-on-One Training: For Compliance Officers / Chief Compliance Officers

Choose from these topics:

Current cases and case law

• Cases and court decisions from recent years that are relevant to your practice.
• Developing specific measures for compliance management and corporate practices.

DIN-ISO 37301:2021

• Significance of this ISO standard.
• The usefulness and pitfalls of certification.
• Professional preparation for the certification of your compliance management system (CMS).
• Measure the effectiveness of the CMS and continuously improve it.
• Governance, Roles, and Responsibilities in Compliance Management.

Compliance in the supply chain, the EU CS3D Directive

• Status of legal obligations.
• Significance for you and your company, areas of application.
• Key requirements for companies.
• Important practical experience.
• Requirements of the EU directive CS3D.
• Compliance Among Business Partners and Suppliers: Due Diligence and Risk Management.

Current regulatory changes

• Sanctions and embargo regulations, effects in practice.
• The national implementation of the CSRD, sustainability reporting.
• Current developments at EU level.
• Regulatory changes in money laundering prevention - significance for companies.
• The national implementation of the NIS2 Directive.
• The impact of the EU AI Regulation.
• The New EU Directive on Corruption Prevention—Impact on the German Criminal Code, Requirements for Companies.
• AI and Digital Compliance: Governance, Risks, and Implementation in Companies.

Whistleblower Protection Act

• The main regulations.
• Implementation in companies and municipalities.
• Requirements for the internal reporting office.
• Experiences with the implementation of the German Whistleblower Protection Act.
• Establish a culture of speaking up and trustworthy whistleblower systems.

Internal Investigations

• Specific Issues in Conducting Internal Investigations.
• Sharing experiences, tactical approach.
• How do I assess the credibility of statements made during interviews?
• Incident Management, Documentation, and Remediation.
• Deriving sustainable prevention measures from research findings.

Compliance Risk Management and Implementation

• Identify, assess, and prioritize compliance risks.
• Design and monitor controls effectively.
• Development of KPIs and KCIs for managing the CMS.
• Strengthen the culture of compliance and “tone from the top.”
• Compliance communication and training tailored to specific target groups.
• Reporting to senior management, the executive board, and supervisory bodies.