Money laundering prevention in financial services institutions

Effective measures to ensure compliance

training
This training is held in German.
In this training , you will learn what appropriate risk management can look like in your company and what tasks are incumbent on you as the money laundering officer of a financial services institution in accordance with the German Money Laundering Act (GwG). Get to know the legal basis as well as the regulatory practice and familiarize yourself with the requirements for a money laundering risk analysis. After the training , you will be familiar with the catalog of internal security measures and have mastered the customer due diligence obligations and the suspicious activity reporting system.

The training is aimed specifically at money laundering officers in factoring/leasing and payment institutions, investment brokers and specialized financiers who need a comprehensive, practical understanding of the legal and regulatory requirements for the prevention of money laundering in financial services institutions.

Introduction to money laundering prevention

  • Comprehensive understanding of the legal and regulatory requirements for money laundering risk management in financial services institutions.
  • Duties, rights and obligations as a money laundering officer.

 Institute-specific risk analysis

  • Preparation of a risk analysis.
  • Risk detection and identification.
  • Methodology for risk categorization.
  • Derivation of safety measures.
  • Creation of a control plan and implementation of controls.

KYC - Customer due diligence obligations under the German Money Laundering Act (GwG)

  • In-depth understanding of the know-your-customer requirements under the AMLA.
  • Proven procedures for handling general, simplified and enhanced due diligence obligations.
  • Clarification of the beneficial owner and dealing with the transparency register.

Suspicious activity reports

  • Criminal offense of money laundering.
  • Development and legally compliant implementation of a suspicious activity reporting procedure.

In your online learning environment, you will find useful information, downloads and extra services for this training course once you have registered.

  • Comprehensive understanding of money laundering prevention and the associated legal and regulatory requirements for financial services institutions.
  • Get to know the rights and duties of a money laundering officer.
  • Ability to prepare an institution-specific risk analysis.
  • Knowledge of best practices for implementing customer due diligence obligations.
  • Ability to detect suspicious transactions and develop a suspicious transaction reporting procedure.

You will gain the necessary expertise and practical tools to efficiently protect your institution against money laundering while complying with legal and regulatory requirements.

You will receive the necessary specialist knowledge and practical tools to efficiently implement the requirements for money laundering prevention in the areas of factoring, leasing and payment institutions, investment brokers and specialist financiers and to be able to fulfill the special tasks of the money laundering officer function. Individual and group work, Personal consultation, discussion of case studies, exchange of experience, trainer input, experiential and action-oriented learning are the main focus. You will receive direct feedback to help you progress.

The training is aimed specifically at money laundering officers in factoring/leasing and payment institutions, investment brokers and specialized financiers who need a comprehensive, practical understanding of the legal and regulatory requirements for the prevention of money laundering in financial services institutions. Money laundering officers, managing directors and specialists, compliance officers, compliance officers who are responsible for the implementation of and compliance with the Money Laundering Act in companies - regardless of their basic traininglawyers, business economists, etc.). The crash course is also aimed at (junior) managers and career changers in the field of money laundering prevention, managers, tax consultants, auditors, lawyers and business lawyers.

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Small groups—big learning success

To ensure the best learning experience, the number of participants for this certification program is limited.

Fully covered

For on-site events, this includes:
  • a shared lunch on each full- training day
  • refreshments during breaks

All learning materials at a glance

Once you have registered, you will find all relevant information, services, and course materials for your program in your app or online learning environment.
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Articles, interviews or whitepapers on the topic

Money Laundering Act - everything you need to know at a glance

Every year, billions of euros are brought into the legal economy from illegal sources through money laundering. An exact estimate is difficult, as the transition from legal to illegal transactions is often fluid. In order to have more room for maneuver and to optimize money laundering prevention, the Money Laundering Act in Germany was tightened up again in 2023. Here we give you [...]

Learn more here

Articles, interviews or whitepapers on the topic

Money Laundering Act - everything you need to know at a glance

Every year, billions of euros are brought into the legal economy from illegal sources through money laundering. An exact estimate is difficult, as the transition from legal to illegal transactions is often fluid. In order to have more room for maneuver and to optimize money laundering prevention, the Money Laundering Act in Germany was tightened up again in 2023. Here we give you [...]

Learn more here

Questions about the seminar content

The role of the anti-money laundering officer at a financial services institution is governed by law and involves clearly defined responsibilities, rights, and obligations that go far beyond general compliance responsibilities. As an anti-money laundering officer, you are the central point of contact for all money laundering-related issues within the institution—internally with management and employees, but also externally with the supervisory authority and the Financial Intelligence Unit (FIU). The “ training ” provides a comprehensive understanding of this role: what rights the law grants you, what obligations you must fulfill, and how to position yourself within the institution so that you can effectively carry out your legal mandate. Those who understand these fundamentals not only act in compliance with the law but also gain the necessary internal authority to establish anti-money laundering as a genuine protective function.

Risk analysis is at the heart of every anti-money laundering program in a financial services institution: It determines which risks must be addressed, what safeguards must be implemented, and how resources should be allocated. The “ training ” (Risk Analysis in Financial Services) course teaches the complete methodology for conducting an institution-specific risk analysis—from systematic risk assessment and identification through risk categorization to the development of concrete safeguards. It also demonstrates how to create a control plan and how to methodically carry out controls. Anyone who has carried out this process thoroughly not only lays the foundation for an effective prevention program but also establishes the basis for a robust defense against the regulatory authority—because an incomplete or methodologically weak risk analysis is one of the most common points of criticism during regulatory audits.

Know Your Customer (KYC) is the central principle of anti-money laundering: It requires financial institutions to systematically identify, verify, and classify their “ customers ” and “ business partners ” in a manner commensurate with the risk. The “ training ” provides an in-depth understanding of the KYC requirements under the Anti-Money Laundering Act (GwG) and uses best practices to demonstrate how general, simplified, and enhanced due diligence obligations are implemented in practice. It also explains when simplified measures are permissible and when enhanced due diligence is mandatory—for example, in the case of politically exposed persons, high-risk countries, or unusual transaction structures. Those who have a firm grasp of these distinctions can avoid both the mistake of overregulation and the more dangerous mistake of insufficient scrutiny.

Detecting suspicious transactions is one of the most challenging tasks in the field of money laundering—because money laundering is often disguised as normal business activity. The “ training ” provides a thorough understanding of the criminal offense of money laundering and uses concrete case studies to illustrate which transaction patterns and behaviors constitute typical warning signs. The course also takes into account the specific risk profiles of factoring, leasing, and payment institutions, as well as investment brokers and specialized lenders—since the warning signs in these sectors sometimes differ significantly from those of traditional banks. Those who have learned to identify suspicious transactions early on can initiate the suspicious activity reporting procedure in a timely manner—thereby protecting both the institution and themselves from criminal consequences.

The effectiveness of a anti-money laundering program stands or falls on the knowledge and awareness of employees—because they are the ones who, in their daily contact with customers, are the first to notice suspicious transactions and behavior. The Anti-Money Laundering Act (GwG) explicitly requires financial institutions to regularly train their employees. The “ training ” not only provides the specialized knowledge you need as an anti-money laundering officer, but also equips you with the tools to convey this knowledge to your employees in a way that’s tailored to their specific needs. Those who view money laundering prevention as a shared responsibility of the entire institution and communicate it accordingly create a culture of compliance in which suspicious activities are not overlooked but reported—before they become a serious problem.

On-site training together
Booking number
35072
€840 plus VAT
1 day
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German
In-person trainings
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Booking number
35225
€840 plus VAT
1 day
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2 Events
German
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Train several employees
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Successful as a Compliance representative

Further recommendations for "Money laundering prevention in financial services institutions"

Ratings and feedback from our participants

4.8
13 Ratings
training content:
4.8
Content comprehensibility:
5
Practical relevance:
4.5
Trainer expertise:
5
Participant orientation:
4.8
Method variety:
4.7

Start dates and details

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11.02.2027
Live-Online
Booking number: 35225
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Thursday, 11.02.2027

09:00 am - 5:00 pm

14.09.2027
Live-Online
Booking number: 35225
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Tuesday, September 14, 2027

09:00 am - 5:00 pm

Sufficient places are still free.
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The next booking ensures this course will take place
Booking number: 35072
€ 840,- plus VAT.
€ 999.60 incl. VAT.
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The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
Participants will be charged directly by the hotel for their hotel accommodation. You will find a reservation form for hotel bookings in your learning environment.
Booking number: 35225
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Plan course
1 day
Limited number of participants
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