Optimize, audit and certify compliance management

Implementation control - certification readiness

This training is held in German.
Monitor, measure, analyze and evaluate your compliance management system. Prepare for an internal or external audit of your CMS: In this advanced seminar, you will gain expert knowledge on monitoring, evaluating, auditing and certifying an integrated, standard-oriented compliance management system (CMS), enabling you to prepare for certification. The content is based on the new DIN-ISO 37301:2021 (formerly ISO 19600). The training is also part of the training to become a Compliance Officer/Compliance Manager.

Contents

Monitoring, analysis and evaluation

  • Operational planning and control CMS.
  • Documentation of a CMS.
  • Development of controls and procedures; monitoring and evaluation (performance evaluation) of the compliance management system ("lines of defense").
  • Requirements for the evaluation of a compliance management system (CMS).
  • Supervision and monitoring of the compliance management system (CMS).
  • Measurement, analysis and evaluation of the compliance management system (CMS).
  • Feedback sources on compliance performance, development of indicators.
  • Carrying out management reviews and internal audits.
  • Effectiveness control.
  • Compliance reporting.
  • Implementation of a continuous improvement cycle.

Audit, review and preparation for certification

  • Prepare and conduct an internal audit.
  • Organize and implement system review, system evaluation.
  • Prepare the external certification audit and its support professionally.

Certification and implementation

  • Measuring the maturity of the compliance management system.
  • Pass the external certification audit.
  • Introduce management and system reviews and assessments.

Learning environment

In your online learning environment, you will find useful information, downloads and extra services for this qualification measure after you have registered.

Your benefit

This advanced seminar will provide you with expert knowledge for the preparation, support and implementation of the assessment, audit and certification of a compliance management system.

Learn from the experts:

  • How to measure, analyze and evaluate a compliance management system.
  • What you need to effectively monitor a compliance management system.
  • Why it is important to monitor the effectiveness of the CMS.
  • Which regulatory requirements must be observed if you want to use AI applications for efficacy monitoring
  • How to prepare and conduct an internal audit.
  • How to measure the maturity of your compliance management system.
  • What is important in order to optimally prepare for and accompany an external certification audit.
  • How you can prove your existing CMS in any proceedings in order to use it to mitigate penalties.

The training is also part of the training to become a Compliance Officer/Compliance Manager, which enables already installed "Compliance Officers" to prepare their company from the implementation of a CM system to certification maturity and to continue to accompany them afterwards.

Methods

Trainer input, case/best-practice examples, discussion, exchange of experience, work aids, checklists. You will receive direct feedback that will help you move forward.

Recommended for

Compliance officers, compliance officers who are already employed in companies - regardless of their basic traininglawyers, business economists, etc.). Visitors to the seminars "Designing and establishing legally compliant compliance management" and/or "Successfully implementing compliance management in the company", managers, managing directors, (junior) managers, tax consultants, auditors, (commercial) lawyers and compliance officers who need practical knowledge from compliance experts .

Participation in "Designing and establishing legally compliant compliance management" and/or "Successfully implementing compliance management in the company" is desirable, but not a prerequisite.

Open Badges - Show what you can do digitally too.

Open Badges are recognized, digital certificates of participation. These verifiable credentials are the current standard for integration in career networks such as LinkedIn.

With them, you digitally demonstrate the competences you possess. After successful completion, you will receive an Open Badge from us.

Read more

Further recommendations for "Optimize, audit and certify compliance management"

Seminar evaluation for "Optimizing, auditing and certifying compliance management"

4.5 from 5
with 179 reviews
training content:
4.5
Content comprehensibility:
4.6
Practical relevance:
4.4
Trainer expertise:
4.8
Participant orientation:
4.7
Method variety:
4.2
View into the product

Here you can get impressions of the training as well as information about the training topic.

Articles, interviews or whitepapers on the topic

Compliance audit - everything companies need to know

Small and large companies have to comply with a large number of laws and regulations in their day-to-day operations. If companies fail to comply with applicable regulations on corruption, money laundering, environmental protection or occupational health and safety, this can not only be expensive, but can also damage their good reputation. To prevent this, regular compliance audits should be carried out. We show you what is important. Compliance [...]

Learn more here

Articles, interviews or whitepapers on the topic

Compliance audit - everything companies need to know

Small and large companies have to comply with a large number of laws and regulations in their day-to-day operations. If companies fail to comply with applicable regulations on corruption, money laundering, environmental protection or occupational health and safety, this can not only be expensive, but can also damage their good reputation. To prevent this, regular compliance audits should be carried out. We show you what is important. Compliance [...]

Learn more here

On-site training together
Booking number
1961
€ 840,- plus VAT
1 day
in 5 locations
5 Events
German
In-person trainings
Joint online training
Booking number
32140
€ 840,- plus VAT
1 day
Online
5 Events
German
Live online events
Train several employees internally
Pricing upon request
  • Customized training courses according to your needs
  • Directly at your premises or online
  • Cost advantage from 5 participants
  • We contact you within 24 hours (Mon-Fri)
1 day
In-person or Online

Transfer Coaching

Book 2 hours of individual coaching with your trainer.More info

€ 390,-excl. VAT

This training is available as part of course:

certified Compliance Officer / Compliance Manager:in

Start dates and details

  Select time period
0 events
02.06.2025
Cologne/Lower Kassel
Booking number: 1961
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Venue
Hotel Clostermanns Hof
Hotel Clostermanns Hof
Heerstraße 2A, 53859 Cologne/Niederkassel
Room rate: € 125,13 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
1 day
Limited number of participants

Monday, 02.06.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
30.06.2025
Live-Online
Booking number: 32140
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
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Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Monday, 30.06.2025

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
06.08.2025
Frankfurt a. M.
Booking number: 1961
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Venue
INNSIDE Frankfurt Ostend
INNSIDE Frankfurt Ostend
Hanauer Landstraße 81, 60314 Frankfurt a. M.
Room rate: € 104,03 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
1 day
Limited number of participants

Wednesday, 06.08.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
30.09.2025
Live-Online
Booking number: 32140
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
zoom
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Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Tuesday, 30.09.2025

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
29.10.2025
Berlin
Booking number: 1961
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Venue
Hotel Palace Berlin
Hotel Palace Berlin
Budapester Straße 45, 10787 Berlin
Room rate: € 148,59 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
1 day
Limited number of participants

Wednesday, 29.10.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
21.11.2025
Live-Online
Booking number: 32140
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
zoom
zoom
Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Friday, 21.11.2025

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
10.12.2025
Stuttgart
Booking number: 1961
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Venue
Parkhotel Messe-Airport
Parkhotel Messe-Airport
Filderbahnstrasse 2, 70771 Stuttgart
Room rate: € 140,22 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
1 day
Limited number of participants

Wednesday, 10.12.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
10.02.2026
Live-Online
Booking number: 32140
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
zoom
zoom
Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Tuesday, 10.02.2026

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
04.03.2026
Hamburg
Booking number: 1961
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Venue
Mercure Hotel Hamburg City
Mercure Hotel Hamburg City
Amsinckstraße 53, 20097 Hamburg
Room rate: € 132,97 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
1 day
Limited number of participants

Wednesday, 04.03.2026

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
31.03.2026
Live-Online
Booking number: 32140
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Course
zoom
zoom
Technical notes
We use various software to conduct our online events.
Days & Times
1 day
Limited number of participants

Tuesday, 31.03.2026

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
Sufficient places are still free.
Don't wait too long to book.
Fully booked.
Training is guaranteed to take place
Booking number: 1961
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Details
1 day
Limited number of participants
Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
Booking number: 32140
€ 840,- plus VAT.
€ 999.60 incl. VAT.
Details
1 day
Limited number of participants
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
Book later
You are welcome to make a non-binding advance reservation.
No suitable date?
You are welcome to be notified by e-mail as soon as new dates are released.
Also bookable as in-house training
demand-oriented adaptations possible
on-site or live online for multiple employees
save time and traveling expenses
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