Designing and setting up legally compliant compliance management

Basics - legal framework - concept

This training is held in German.
In this basic seminar, you will acquire in-depth knowledge of standards, tools, methods and legal frameworks that are important for the design, implementation, organization and (continuous) improvement of an integrated, standard-oriented compliance management system (CMS). The content is based on ISO 37301:2021 (formerly ISO 19600) and the current IdW PS 980. The training is also part of the training to become a Compliance Officer/Compliance Manager.

Contents

Introduction: Compliance management - "Doing the right thing right"

  • Definitions in compliance management.
  • Legal framework for a compliance management system (CMS), current legal developments (Supply Chain Duty of Care Act, competition register, sustainability reporting).
  • Standards in the area of compliance management.
  • Conception, implementation, monitoring and (continuous) improvement (Plan/Do/Check/Act) of an integrated, standard-oriented CMS according to DIN-ISO 37301. Requirements of the current IdW PS 980.
  • Organizational and process orientation.
  • Best practice examples.

Analysis of the company, environment, etc. and derivation of the corporate framework

  • Derivation of the corporate framework from the company and environment analysis.
  • Compliance policy, compliance objectives.
  • Scope of application of the CMS, legal framework.
  • Compliance risk analysis.
  • Liability within the company, delegation of duties.
  • Compliance and AI. Legal requirements for the use of AI.

Basic rules of the compliance management system (CMS)

  • Commitment of top management (Leadership and Commitment).
  • Organization of the CMS: responsibilities (duties) and powers, required competencies (personal and professional requirements) and interface management.
  • The Compliance Management Officer, the Compliance Board (steering committee).
  • Compliance Organization Guideline.
  • Compliance's own processes: Policy management, case management, etc.
  • Compliance in specialist processes, planning and control.
  • Procedure for protecting the confidentiality of a whistleblower. Requirements for the internal reporting office.
  • Ensure compliance culture, compliance awareness and operational continuity management.
  • Design and implement compliance training measures.
  • Compliance communication.
  • Documentation of the CMS.

Learning environment

In your online learning environment, you will find useful information, downloads and extra services for this qualification measure after you have registered.

Your benefit

Learn from the experts:

  • Which (legally) binding (international) framework conditions (from laws, case law, etc.) must be observed and which standards are important.
  • Which current and recognized standards, tools and methods will help you.
  • Important information on the design, implementation, monitoring and (continuous) improvement of an integrated, standard-oriented CMS.
  • What you need to consider when analyzing the company and its environment and which company-wide organizational framework conditions you need to take into account.
  • What the general rules of the CMS are.
  • How to design, implement, organize, monitor and (continuously) improve a CMS in compliance with the legal framework.
  • Which key compliance processes the compliance organization should implement.
  • How to develop a communication and training concept.
  • How you can use the functions already available in your company.

The aim is to enable the already installed "compliance officers" to prepare their company for the implementation of a CMS until it is ready for certification and to continue to support them afterwards.

The training is also part of the training to become a Compliance Officer/Compliance Manager, which enables already installed "Compliance Officers" to prepare their company from the implementation of a CM system to certification maturity and to continue to accompany them afterwards.

Methods

Trainer input, case/best-practice examples, exercises, discussion, exchange of experience, work aids, checklists. You will receive direct feedback that will help you move forward!

Recommended for

Compliance officers, compliance officers who are already employed in companies, participants in the seminars "Successfully implementing compliance management in companies" and/or "Optimizing, auditing and certifying compliance management", managers, managing directors, (junior) managers, tax consultants, auditors, (commercial) lawyers and compliance officers who need practical knowledge from compliance experts .

Participation in "Implementing compliance management successfully in the company" and/or "Optimizing, auditing and certifying compliance management" is desirable, but not a prerequisite.

Open Badges - Show what you can do digitally too.

Open Badges are recognized, digital certificates of participation. These verifiable credentials are the current standard for integration in career networks such as LinkedIn.

With them, you digitally demonstrate the competences you possess. After successful completion, you will receive an Open Badge from us.

Read more

Further recommendations for "Designing and setting up legally compliant compliance management"

Seminar evaluation for "Designing and setting up legally compliant compliance management"

4.6 from 5
with 387 reviews
training content:
4.5
Content comprehensibility:
4.6
Practical relevance:
4.5
Trainer expertise:
4.9
Participant orientation:
4.7
Method variety:
4.4

Compliance training - all the basics in one training

The topic of compliance is playing an increasingly important role in everyday corporate and professional life. This makes it all the more important that employees and managers are well versed in it. In this compliance training course, participants receive all the important information on common framework conditions and standards as well as handouts on how these can be implemented in practice.

 

Definitions, framework conditions and standards in compliance management

As a first step, participants in the compliance training course learn all the important requirements for a structured compliance management system (CMS). In addition to general standards and the legal basis, this also includes recommendations for implementing a CMS. In a further part of the training, participants learn how the basics of compliance management can be applied to companies. Participants learn how to precisely analyze the environment as well as the company and its risks.

 

Detailed examination of general rules for compliance management

By dealing with the general regulations, the training learn how compliance can be implemented in the company in a meaningful way. The experienced expert not only teaches how the CMS can be organized, but also works out how to establish a company's own compliance culture. In addition, participants are trained to create and implement compliance training courses themselves.

Graduates of the compliance seminars should be able to implement a functioning compliance management system in their company or organization, maintain it and bring it to certification maturity. This training is also part of the training to become a Compliance Officer or Compliance Manager.

Would you like to find out more about this compliance training or other courses? Then you are welcome to call us on 0761 898 - 44 22 or contact us by e-mail: service@haufe-akademie.de 

On-site training together
Booking number
3560
€ 1.590,- plus VAT
2 days
in 4 locations
4 Events
German
In-person trainings
Joint online training
Booking number
32071
€ 1.590,- plus VAT
2 days
Online
5 Events
German
Live online events
Train several employees internally
Pricing upon request
  • Customized training courses according to your needs
  • Directly at your premises or online
  • Cost advantage from 5 participants
  • We contact you within 24 hours (Mon-Fri)
2 days
In-person or Online

Transfer Coaching

Book 2 hours of individual coaching with your trainer.More info

€ 390,-excl. VAT

Start dates and details

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0 events
11.06.2025
Live-Online
Booking number: 32071
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Course
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Technical notes
We use various software to conduct our online events.
Days & Times
2 days
Limited number of participants

Wednesday, 11.06.2025

09:00 am - 5:00 pm

Thursday, 12.06.2025

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
07.07.2025
Mannheim
Booking number: 3560
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Venue
Dorint Kongresshotel
Dorint Congress Hotel
Friedrichsring 6, 68161 Mannheim
Room rate: € 136,53 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
2 days
Limited number of participants

Monday, 07.07.2025

09:00 am - 5:00 pm

Tuesday, 08.07.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
02.09.2025
Live-Online
Booking number: 32071
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Course
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Technical notes
We use various software to conduct our online events.
Days & Times
2 days
Limited number of participants

Tuesday, 02.09.2025

09:00 am - 5:00 pm

Wednesday, 03.09.2025

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
06.10.2025
Berlin
Booking number: 3560
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Venue
relexa Hotel Stuttgarter Hof
relexa Hotel Stuttgarter Hof
Anhalter Straße 8-9, 10963 Berlin
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
2 days
Limited number of participants

Monday, 06.10.2025

09:00 am - 5:00 pm

Tuesday, 07.10.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
04.11.2025
Live-Online
Booking number: 32071
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Course
zoom
zoom
Technical notes
We use various software to conduct our online events.
Days & Times
2 days
Limited number of participants

Tuesday, 04.11.2025

09:00 am - 5:00 pm

Wednesday, 05.11.2025

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
20.11.2025
Stuttgart
Booking number: 3560
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Venue
Holiday Inn
Holiday Inn
Mittlerer Pfad 25-27, 70499 Stuttgart
Room rate: € 128,31 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
2 days
Limited number of participants

Thursday, 20.11.2025

09:00 am - 5:00 pm

Friday, 21.11.2025

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
13.01.2026
Live-Online
Booking number: 32071
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Course
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Technical notes
We use various software to conduct our online events.
Days & Times
2 days
Limited number of participants

Tuesday, 13.01.2026

09:00 am - 5:00 pm

Wednesday, 14.01.2026

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
05.02.2026
Hamburg
Booking number: 3560
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Venue
Radisson Blu Hotel Hamburg Airport
Radisson Blu Hotel Hamburg Airport
Flughafenstraße 1-3, 22335 Hamburg
Room rate: € 134,45 plus VAT.
Arrival via Deutsche Bahn
Train tickets to this event starting at € 51,90.
Days & Times
2 days
Limited number of participants

Thursday, 05.02.2026

09:00 am - 5:00 pm

Friday, 06.02.2026

09:00 am - 5:00 pm

Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
05.03.2026
Live-Online
Booking number: 32071
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Course
zoom
zoom
Technical notes
We use various software to conduct our online events.
Days & Times
2 days
Limited number of participants

Thursday, 05.03.2026

09:00 am - 5:00 pm

Friday, 06.03.2026

09:00 am - 5:00 pm

Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
Sufficient places are still free.
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Training is guaranteed to take place
The next booking ensures this course will take place
Booking number: 3560
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Details
2 days
Limited number of participants
Fee includes
The participation fee includes
  • one joint lunch per full seminar day,
  • Catering during breaks and
  • extensive working documents.
The participant will settle the hotel accommodation costs directly with the hotel. You will find a reservation form for hotel bookings in your learning environment.
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
Booking number: 32071
€ 1.590,- plus VAT.
€ 1,892.10 incl. VAT.
Details
2 days
Limited number of participants
Transfer coaching bookable
2 hours of transfer coaching - live and online with your trainer ensures that you can put what you have learnt into practice in your day-to-day work.
If you book at the same time as your training, you save 10 % on the price of the transfer coaching of € 390,- excl.
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